Filing Details
- Accession Number:
- 0001493152-17-007808
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-13 21:55:15
- Reporting Period:
- 2017-06-30
- Filing Date:
- 2017-07-13
- Accepted Time:
- 2017-07-13 21:55:15
- Original Submission Date:
- 2017-07-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615930 | Richard Abraham Emard | 1030 Winding Creek Rd, Suite 100 Roseville, CA 95678 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-30 | 1,000 | $1.80 | 708,816 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-05 | 11,300 | $1.75 | 697,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan
Billionaire Hedge Funds
