Filing Details
- Accession Number:
- 0001493152-17-007805
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-13 21:49:50
- Reporting Period:
- 2017-06-19
- Filing Date:
- 2017-07-13
- Accepted Time:
- 2017-07-13 21:49:50
- Original Submission Date:
- 2017-06-21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615930 | Richard Abraham Emard | 1030 Winding Creek Rd, Suite 100 Roseville CA 95678 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-19 | 9,035 | $1.58 | 808,232 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-20 | 10,085 | $1.55 | 798,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-21 | 6,675 | $1.53 | 791,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan
- This sales price reflects a weighted average of multiple prices ranging from $1.57 to $1.60. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- This sales price reflects a weighted average of multiple prices ranging from $1.53 to $1.5901. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- This sales price reflects a weighted average of multiple prices ranging from $1.53 to $1.5301. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
Billionaire Hedge Funds
