Filing Details
- Accession Number:
- 0001562180-17-002470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-13 18:20:49
- Reporting Period:
- 2017-07-11
- Filing Date:
- 2017-07-13
- Accepted Time:
- 2017-07-13 18:20:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079816 | C Margaret Whitman | C/O Hp Inc. 1501 Page Mill Road Palo Alto CA 94304 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-11 | 147,976 | $6.40 | 618,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-11 | 147,976 | $17.92 | 470,889 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-12 | 147,976 | $6.40 | 618,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-12 | 147,976 | $18.12 | 470,889 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-11 | 147,976 | $0.00 | 147,976 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-12 | 147,976 | $0.00 | 147,976 | $6.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,028,760 | 2015-09-17 | 2020-12-05 | No | 4 | M | Direct |
| 880,784 | 2015-09-17 | 2020-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 66 | Indirect | By Living Trust |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78-$18.00, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.08-$18.225, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable following this date.
Billionaire Hedge Funds
