Filing Details

Accession Number:
0001179706-17-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-13 16:55:45
Reporting Period:
2017-07-11
Filing Date:
2017-07-13
Accepted Time:
2017-07-13 16:55:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079816 C Margaret Whitman C/O Hewlett Packard Enterprise Company
3000 Hanover Street
Palo Alto CA 94304
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-11 97,422 $5.85 865,021 No 4 M Direct
Common Stock Disposition 2017-07-11 97,422 $16.71 767,599 No 4 S Direct
Common Stock Acquisiton 2017-07-12 97,422 $5.85 865,021 No 4 M Direct
Common Stock Disposition 2017-07-12 97,422 $16.75 767,599 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-07-11 97,422 $0.00 97,422 $5.85
Common Stock Employee Stock Option (right to buy) Disposition 2017-07-12 97,422 $0.00 97,422 $5.85
Common Stock Restricted Stock Units Acquisiton 2017-07-05 316 $0.00 316 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-07-05 1,743 $0.00 1,743 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-07-05 737 $0.00 737 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-07-05 1,331 $0.00 1,331 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,646,773 2014-12-06 2020-12-06 No 4 M Direct
1,549,351 2014-12-06 2020-12-06 No 4 M Direct
85,998 No 4 A Direct
464,538 No 4 A Direct
196,420 No 4 A Direct
350,322 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66 Indirect By Living Trust
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
  2. There is no reportable change since the last filing. This is a reiteration of holdings only.
  3. This option became exercisable beginning on this date.
  4. This option is no longer exercisable beginning on this date.
  5. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  6. As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
  7. As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
  8. As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
  9. As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.