Filing Details
- Accession Number:
- 0001179706-17-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-13 16:55:45
- Reporting Period:
- 2017-07-11
- Filing Date:
- 2017-07-13
- Accepted Time:
- 2017-07-13 16:55:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1079816 | C Margaret Whitman | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-11 | 97,422 | $5.85 | 865,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-11 | 97,422 | $16.71 | 767,599 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-07-12 | 97,422 | $5.85 | 865,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-12 | 97,422 | $16.75 | 767,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-11 | 97,422 | $0.00 | 97,422 | $5.85 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-12 | 97,422 | $0.00 | 97,422 | $5.85 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-07-05 | 316 | $0.00 | 316 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-07-05 | 1,743 | $0.00 | 1,743 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-07-05 | 737 | $0.00 | 737 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2017-07-05 | 1,331 | $0.00 | 1,331 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,646,773 | 2014-12-06 | 2020-12-06 | No | 4 | M | Direct |
1,549,351 | 2014-12-06 | 2020-12-06 | No | 4 | M | Direct |
85,998 | No | 4 | A | Direct | ||
464,538 | No | 4 | A | Direct | ||
196,420 | No | 4 | A | Direct | ||
350,322 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66 | Indirect | By Living Trust |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/14 the reporting person was granted 104,390 restricted stock units ("RSUs"), 34,796 of which vested early on 09/17/15, 62,583 of which vested on 12/10/16, and 82,402 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 316.1824 dividend equivalent rights being reported reflect 316.1824 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which vested on 11/02/16, 227,168 of which will vest on 11/02/17, and 227,169 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,743.3238 dividend equivalent rights being reported reflect 1,743.3238 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which vested on 12/09/16, and 96,053 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 737.1246 dividend equivalent rights being reported reflect 737.1246 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
- As previously reported, on 12/07/16 the reporting person was granted 263,371 RSUs, 115,590 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,330.5853 dividend equivalent rights being reported reflect 1,330.5853 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.