Filing Details
- Accession Number:
- 0001140361-17-027619
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-11 17:00:02
- Reporting Period:
- 2017-07-10
- Filing Date:
- 2017-07-11
- Accepted Time:
- 2017-07-11 17:00:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 900203 | George Soros | 250 West 55Th Street 38Th Floor New York NY 10019 | No | No | Yes | No | |
| 1029160 | Soros Fund Management Llc | 250 West 55Th Street, 38Th Floor New York NY 10019 | No | No | Yes | No | |
| 1387524 | Robert Soros | 250 West 55Th Street, 38Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value Per Share | Acquisiton | 2017-07-10 | 44,405 | $5.61 | 5,013,731 | No | 4 | P | Indirect | See footnote |
| Common Stock, No Par Value Per Share | Acquisiton | 2017-07-11 | 100 | $5.65 | 5,013,831 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
Footnotes
- These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
- The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
- Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
Billionaire Hedge Funds
