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Filing Details

Accession Number:: 0001209191-17-044679
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-07-10 18:41:42
Reporting Period:: 2017-07-06

Filing Date:: 2017-07-10
Accepted Time:: 2017-07-10 18:41:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1554875	Tintri Inc.	TNTR	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1418226	Silver Lake Group, L.l.c.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1536112	Silver Lake Kraftwerk Fund, L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1568288	Silver Lake Technology Associates Kraftwerk, L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1709781	Slta Kraftwerk (Gp), L.l.c.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	Yes	No
1709829	Silver Lake Technology Investors Kraftwerk, L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-07-06	4,426,646	$0.00	4,426,646	No	4	C	Indirect	Held through Siver Lake Kraftwerk Fund, L.P.
Common Stock	Acquisiton	2017-07-06	137,375	$0.00	137,375	No	4	C	Indirect	Held through Silver Lake Technology Investors Kraftwerk, L.P.
Common Stock	Acquisiton	2017-07-06	819,012	$7.00	5,245,658	No	4	P	Indirect	Held through Silver Lake Kraftwerk Fund, L.P.
Common Stock	Acquisiton	2017-07-06	25,417	$7.00	162,792	No	4	P	Indirect	Held through Silver Lake Technology Investors Kraftwerk, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Held through Siver Lake Kraftwerk Fund, L.P.
No	4	C	Indirect	Held through Silver Lake Technology Investors Kraftwerk, L.P.
No	4	P	Indirect	Held through Silver Lake Kraftwerk Fund, L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors Kraftwerk, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series F Preferred Stock	Disposition	2017-07-06	1,475,551	$0.00	4,426,646	$0.00
Common Stock	Series F Preferred Stock	Disposition	2017-07-06	45,792	$0.00	137,375	$0.00
Common Stock	Note Purchase Agreement (obligation to purchase)	Acquisiton	2017-07-06	0	$0.00	890,229	$7.00
Common Stock	Note Purchase Agreement (obligation to purchase)	Acquisiton	2017-07-06	0	$0.00	27,627	$7.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	J	Indirect
No	4	J	Indirect

Footnotes

The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
These securities are directly held by Silver Lake Kraftwerk Fund, L.P. ("SL Kraftwerk").
Silver Lake Technology Associates Kraftwerk, L.P. ("SLTA Kraftwerk") is the general partner of each of SL Kraftwerk and Silver Lake Technology Investors Kraftwerk, L.P. ("SLTI Kraftwerk"). SLTA Kraftwerk (GP), L.L.C. is the general partner of SLTA Kraftwerk and Silver Lake Group, L.L.C. is the managing member of SLTA Kraftwerk (GP), L.L.C.
These securities are directly held by SLTI Kraftwerk.
In connection with the Issuer's initial public offering, the Issuer, SL Kraftwerk, SLTI Kraftwerk and other parties thereto entered into an amendment to a Note Purchase Agreement, dated May 4, 2017 (the "Note Purchase Agreement"), pursuant to which the Issuer has the right, until the earlier of (x) December 31, 2019, (y) the written consent of the Issuer and the required portion of the investors party to the agreement and (z) a change in control, subject to the terms of the Note Purchase Agreement, as amended, to issue to SL Kraftwerk and SLTI Kraftwerk one or more subordinated convertible promissory notes, the principal and accrued interest of which, at any time on or after December 1, 2019, may be converted, at the option of the Issuer, into common stock at the initial public offering price of $7.00 per share. The maximum amount that SL Kraftwerk and SLTI Kraftwerk would be required to loan the Issuer under the Note Purchase Agreement, as amended, is $6,231,607.50 and $193,392.50