Filing Details
- Accession Number:
- 0001246360-17-002334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-10 06:00:14
- Reporting Period:
- 2017-07-05
- Filing Date:
- 2017-07-10
- Accepted Time:
- 2017-07-10 06:00:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484521 | Raymond Jackson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-07-05 | 50,000 | $6.24 | 146,664 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-07-05 | 50,000 | $7.50 | 96,664 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | NQSO Stock Option | Disposition | 2017-07-05 | 50,000 | $0.00 | 50,000 | $6.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2016-01-01 | 2018-12-31 | No | 4 | M | Direct |
Footnotes
- NQSO Stock Option exercised pursuant to a Rule 10b5-1 Purchase Plan of the Reporting Person.
Billionaire Hedge Funds
