Filing Details
- Accession Number:
- 0001493152-17-007619
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-07 18:37:07
- Reporting Period:
- 2017-07-06
- Filing Date:
- 2017-07-07
- Accepted Time:
- 2017-07-07 18:37:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162896 | Wizard World Inc. | WIZD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113835 | L. Paul Kessler | 662 N. Sepulveda Blvd., Suite 300 Los Angeles CA 90049 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2017-07-06 | 50,000 | $0.13 | 49,858,536 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2017-07-07 | 100,000 | $0.13 | 49,958,536 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.
- This total includes: (i) 48,603,836 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
- This total does not include derivative securities held by Mr. Kessler.