Filing Details

Accession Number:
0001161697-17-000316
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-07 09:00:21
Reporting Period:
2017-07-06
Filing Date:
2017-07-07
Accepted Time:
2017-07-07 09:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074828 Visualant Inc VSUL Measuring & Controlling Devices, Nec (3829) 911948357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140319 P Ronald Erickson 500 Union Street
Suite 420
Seattle WA 98101
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-06 2,000 $0.23 20,934 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,334 Indirect .
Common Stock 1,467 Indirect .
Common Stock 20,336 Indirect .
Common Stock 110,001 Indirect .
Common Stock 1,014 Indirect .
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Warrant $0.15 2013-06-14 2018-06-14 33,333 0 Indirect
Common Stock Series B Warrant $0.20 2013-06-14 2018-06-14 33,334 0 Indirect
Common Stock Option to Purchase Common Stock $22.50 2020-05-09 13,334 13,334 Direct
Common Stock Option to Purchase Common Stock $19.50 2022-06-05 6,667 6,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-14 33,333 0 Indirect
2018-06-14 33,334 0 Indirect
2020-05-09 13,334 13,334 Direct
2022-06-05 6,667 6,667 Direct
Footnotes
  1. Held by Dia Armenta, the Reporting Person's wife.
  2. Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  3. Held by Juliz Limited Partnership- Family LP.
  4. Held by J3E2A2Z Limited Partnership.
  5. Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  6. Option shares fully-vested quarterly over 2 years commencing 05/10/2010.
  7. Option shares fully-vested quarterly over 1 year commencing 06/05/2012.