Filing Details
- Accession Number:
- 0001637313-17-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-06 18:17:03
- Reporting Period:
- 2017-07-03
- Filing Date:
- 2017-07-06
- Accepted Time:
- 2017-07-06 18:17:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637313 | P. Joseph Tyrrell | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Evp, Corporate Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-03 | 1,086 | $24.39 | 41,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 1,086 | $108.27 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 1,385 | $55.30 | 41,568 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 1,385 | $108.27 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 3,924 | $55.30 | 44,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 3,924 | $107.45 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 1,995 | $25.30 | 42,178 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 1,995 | $108.27 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 5,653 | $25.30 | 45,836 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 5,653 | $107.45 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 2,282 | $21.81 | 42,465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 2,282 | $108.27 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 6,468 | $21.81 | 46,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 6,468 | $107.45 | 40,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-03 | 3,078 | $24.39 | 43,261 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-03 | 3,078 | $107.45 | 40,183 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 2,282 | $0.00 | 2,282 | $21.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 6,468 | $0.00 | 6,468 | $21.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 1,086 | $0.00 | 1,086 | $24.39 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 3,078 | $0.00 | 3,078 | $24.39 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 1,995 | $0.00 | 1,995 | $25.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 5,653 | $0.00 | 5,653 | $25.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 1,385 | $0.00 | 1,385 | $55.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-03 | 3,924 | $0.00 | 3,924 | $55.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,468 | 2023-02-19 | No | 4 | M | Direct | |
| 0 | 2023-02-19 | No | 4 | M | Direct | |
| 3,078 | 2023-05-03 | No | 4 | M | Direct | |
| 0 | 2023-05-03 | No | 4 | M | Direct | |
| 9,477 | 2024-05-06 | No | 4 | M | Direct | |
| 3,824 | 2024-05-06 | No | 4 | M | Direct | |
| 8,810 | 2025-03-23 | No | 4 | M | Direct | |
| 4,886 | 2025-03-23 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Joseph P. Tyrrell.
- The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $107.9400 to $108.8200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.9400 to $107.9100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
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