Filing Details

Accession Number:
0000899243-17-018010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-06 18:16:08
Reporting Period:
2017-07-05
Filing Date:
2017-07-06
Accepted Time:
2017-07-06 18:16:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420565 Aileron Therapeutics Inc ALRN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428044 Excel Medical Fund Lp 800 Boylston Street, Suite 2825
Boston MA 02199
No No Yes No
1571997 Ph.d. R. Steven Gullans 800 Boylston Street, Suite 2825
Boston MA 02199
No No Yes No
1571999 Excel Medical Ventures, Llc 800 Boylston Street, Suite 2825
Boston MA 02199
No No Yes No
1572066 R. Frederick Blume 800 Boylston Street, Suite 2825
Boston MA 02199
No No Yes No
1572090 Juan Enriquez 800 Boylston Street, Suite 2825
Boston MA 02199
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-05 956,100 $0.00 956,100 No 4 C Direct
Common Stock Acquisiton 2017-07-05 60,000 $15.00 1,016,100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Preferred Stock Disposition 2017-07-05 5,934,050 $0.00 597,167 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2017-07-05 1,329,993 $0.00 133,842 $0.00
Common Stock Series E-3 Preferred Stock Disposition 2017-07-05 1,153,606 $0.00 116,091 $0.00
Common Stock Series F Preferred Stock Disposition 2017-07-05 1,083,119 $0.00 108,998 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Series D, Series E-2, Series E-3 and Series F Preferred Stock converted into Common Stock on a 9.937-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D, Series E-2, Series E-3 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.
  2. Excel Medical Ventures, LLC is the general partner of Excel Medical Fund, L.P. Steven R. Gullans, Frederick R. Blume and Juan Enriquez are the Managing Directors of Excel Medical Ventures, LLC. Excel MedicalVentures, LLC and each of these individuals may be deemed to share voting and dispositive power with respect to all shares held by Excel Medical Fund, L.P. Each of the filing persons disclaims beneficial ownership ofthe shares except to the extent of any pecuniary interest therein.