Filing Details
- Accession Number:
- 0000899243-17-018010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-06 18:16:08
- Reporting Period:
- 2017-07-05
- Filing Date:
- 2017-07-06
- Accepted Time:
- 2017-07-06 18:16:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420565 | Aileron Therapeutics Inc | ALRN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428044 | Excel Medical Fund Lp | 800 Boylston Street, Suite 2825 Boston MA 02199 | No | No | Yes | No | |
1571997 | Ph.d. R. Steven Gullans | 800 Boylston Street, Suite 2825 Boston MA 02199 | No | No | Yes | No | |
1571999 | Excel Medical Ventures, Llc | 800 Boylston Street, Suite 2825 Boston MA 02199 | No | No | Yes | No | |
1572066 | R. Frederick Blume | 800 Boylston Street, Suite 2825 Boston MA 02199 | No | No | Yes | No | |
1572090 | Juan Enriquez | 800 Boylston Street, Suite 2825 Boston MA 02199 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-05 | 956,100 | $0.00 | 956,100 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-07-05 | 60,000 | $15.00 | 1,016,100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Preferred Stock | Disposition | 2017-07-05 | 5,934,050 | $0.00 | 597,167 | $0.00 |
Common Stock | Series E-2 Preferred Stock | Disposition | 2017-07-05 | 1,329,993 | $0.00 | 133,842 | $0.00 |
Common Stock | Series E-3 Preferred Stock | Disposition | 2017-07-05 | 1,153,606 | $0.00 | 116,091 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2017-07-05 | 1,083,119 | $0.00 | 108,998 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series D, Series E-2, Series E-3 and Series F Preferred Stock converted into Common Stock on a 9.937-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D, Series E-2, Series E-3 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.
- Excel Medical Ventures, LLC is the general partner of Excel Medical Fund, L.P. Steven R. Gullans, Frederick R. Blume and Juan Enriquez are the Managing Directors of Excel Medical Ventures, LLC. Excel MedicalVentures, LLC and each of these individuals may be deemed to share voting and dispositive power with respect to all shares held by Excel Medical Fund, L.P. Each of the filing persons disclaims beneficial ownership ofthe shares except to the extent of any pecuniary interest therein.