Filing Details
- Accession Number:
- 0000899243-17-017894
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-05 20:25:29
- Reporting Period:
- 2017-07-05
- Filing Date:
- 2017-07-05
- Accepted Time:
- 2017-07-05 20:25:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420565 | Aileron Therapeutics Inc | ALRN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709654 | Scott Kapnick | C/O Aileron Therapeutics, Inc. 281 Albany Street Cambridge MA 02139 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-05 | 285,438 | $0.00 | 295,076 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-07-05 | 159,307 | $15.00 | 454,383 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-07-05 | 66,666 | $15.00 | 521,049 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Preferred Stock | Disposition | 2017-07-05 | 106,856 | $0.00 | 10,753 | $0.00 |
Common Stock | Series D-1 Preferred Stock | Disposition | 2017-07-05 | 363,636 | $0.00 | 36,594 | $0.00 |
Common Stock | Series E-2 Preferred Stock | Disposition | 2017-07-05 | 612,002 | $0.00 | 61,588 | $0.00 |
Common Stock | Series E-3 Preferred Stock | Disposition | 2017-07-05 | 1,266,130 | $0.00 | 127,415 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2017-07-05 | 487,776 | $0.00 | 49,086 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series D, Series D-1, Series E-2, Series E-3 and Series F Preferred Stock converted into Common Stock on a 9.937-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D, Series D-1, Series E-2, Series E-3 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- These shares are directly owned by Jake86 LLC, for which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the shares held by Jake86 LLC, except to the extent of his indirect pecuniary interest therein.