Filing Details
- Accession Number:
- 0001214659-17-004331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-05 17:54:37
- Reporting Period:
- 2017-06-29
- Filing Date:
- 2017-07-05
- Accepted Time:
- 2017-07-05 17:54:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1699999 | Gregory David Wojciechowski | 2015 W. Chestnut Street Alhambra CA 91803 | Vice President, Sales | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-29 | 3,470 | $0.00 | 3,470 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-06-30 | 1,299 | $10.80 | 2,171 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Emcore Common Stock | Restricted Stock Units | Disposition | 2017-06-29 | 3,470 | $0.00 | 3,470 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,144 | No | 4 | M | Direct |
Footnotes
- The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- Reflects the reporting of a single open market transaction.
- Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.