Filing Details
- Accession Number:
- 0001209191-17-043076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-05 14:23:28
- Reporting Period:
- 2017-07-01
- Filing Date:
- 2017-07-05
- Accepted Time:
- 2017-07-05 14:23:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
709283 | Quantum Corp | QTM | Computer Storage Devices (3572) | 942665054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261887 | D Shawn Hall | C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110 | Senior Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-01 | 20,000 | $0.00 | 158,344 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-07-01 | 13,198 | $7.81 | 145,146 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-07-03 | 10,000 | $7.82 | 135,146 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020.
- Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.68 to $7.885 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.