Filing Details

Accession Number:
0001209191-17-043076
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-05 14:23:28
Reporting Period:
2017-07-01
Filing Date:
2017-07-05
Accepted Time:
2017-07-05 14:23:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709283 Quantum Corp QTM Computer Storage Devices (3572) 942665054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261887 D Shawn Hall C/O Quantum Corporation
224 Airport Parkway, Suite 550
San Jose CA 95110
Senior Vp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-01 20,000 $0.00 158,344 No 4 A Direct
Common Stock Disposition 2017-07-01 13,198 $7.81 145,146 No 4 F Direct
Common Stock Disposition 2017-07-03 10,000 $7.82 135,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020.
  2. Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017.
  4. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.68 to $7.885 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.