Filing Details
- Accession Number:
- 0001654954-17-006145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-03 18:02:20
- Reporting Period:
- 2017-07-01
- Filing Date:
- 2017-07-03
- Accepted Time:
- 2017-07-03 18:02:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317211 | L Gregory Overholtzer | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-07-03 | 775 | $0.62 | 7,542 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $1.10 | 2016-12-28 | 2021-12-28 | 60,000 | 60,000 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $3.00 | 2012-02-09 | 2022-02-08 | 1,100 | 1,100 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-06-18 | 2022-06-18 | 11,667 | 11,667 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-01-07 | 2020-01-07 | 5,000 | 5,000 | Direct |
Common Stock | Common Stock | $2.20 | 2016-01-07 | 2021-01-07 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-28 | 60,000 | 60,000 | Direct |
2022-02-08 | 1,100 | 1,100 | Direct |
2022-06-18 | 11,667 | 11,667 | Direct |
2020-01-07 | 5,000 | 5,000 | Direct |
2021-01-07 | 15,000 | 15,000 | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the July 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holdings include: 3,442 and 4,100 shares issued pursuant to restricted stock grants.