Filing Details
- Accession Number:
- 0001415889-17-001081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-03 16:57:26
- Reporting Period:
- 2017-06-30
- Filing Date:
- 2017-07-03
- Accepted Time:
- 2017-07-03 16:57:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604191 | Azurrx Biopharma Inc. | AZRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217674 | Matthew Balk | Po Box 2422 Westport CT 06880 | No | No | Yes | No | |
1681335 | Pelican Partners Llc | Po Box 2422 Westport CT 06880 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-06-30 | 100,000 | $3.00 | 1,787,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-06-30 | 60,000 | $3.50 | 1,727,796 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Securities were sold in private, negotiated transactions. The purchasers agreed to not sell the securities purchased for a period of 120 days, resulting in a lock-up during such period.