Filing Details

Accession Number:
0001415889-17-001081
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-03 16:57:26
Reporting Period:
2017-06-30
Filing Date:
2017-07-03
Accepted Time:
2017-07-03 16:57:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604191 Azurrx Biopharma Inc. AZRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217674 Matthew Balk Po Box 2422
Westport CT 06880
No No Yes No
1681335 Pelican Partners Llc Po Box 2422
Westport CT 06880
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-30 100,000 $3.00 1,787,796 No 4 S Direct
Common Stock Disposition 2017-06-30 60,000 $3.50 1,727,796 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Securities were sold in private, negotiated transactions. The purchasers agreed to not sell the securities purchased for a period of 120 days, resulting in a lock-up during such period.