Filing Details
- Accession Number:
- 0001209191-17-042807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-03 15:17:35
- Reporting Period:
- 2017-06-30
- Filing Date:
- 2017-07-03
- Accepted Time:
- 2017-07-03 15:17:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
108516 | Worthington Industries Inc | WOR | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 311189815 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184881 | A Sidney Ribeau | Worthington Industries, Inc. 200 Old Wilson Bridge Road Columbus OH 43085 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-06-30 | 5,000 | $22.95 | 42,519 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-06-30 | 5,000 | $50.34 | 37,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Non-qualified Stock Option | Disposition | 2017-06-30 | 5,000 | $0.00 | 5,000 | $22.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-09-26 | 2017-09-26 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Phantom Stock | $0.00 | 16,295 | 16,295 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
16,295 | 16,295 | Direct |
Footnotes
- This option was granted out of the Worthington Industries, Inc. 2000 Stock Option Plan for Outside Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the Grant Date or (ii) the date of the Company's next Annual Meeting of Shareholders following the Grant Date. Date listed is the first day this option was exercisable and the option expiration is 9/26/2017
- The accounts track common shares on a one-for-one basis
- Prior to 10-1-14 the account balance related to the theoretical common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.
- The Company amended its Amended and Restated 2005 Deferred Compensation Pan for Outside Directors (the "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.
- The amount shown reflects an additional 68 theoretical common shares (i.e. phantom stock) pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.