Filing Details
- Accession Number:
- 0001403431-17-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-30 17:57:03
- Reporting Period:
- 2017-06-28
- Filing Date:
- 2017-06-30
- Accepted Time:
- 2017-06-30 17:57:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428787 | Gregory Ray | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-28 | 2,000 | $7.33 | 168,965 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-28 | 2,000 | $16.15 | 166,965 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-28 | 4,714 | $7.33 | 171,679 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-28 | 3,233 | $16.00 | 168,446 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-28 | 2,000 | $0.00 | 2,000 | $7.33 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-28 | 4,714 | $0.00 | 4,714 | $7.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,714 | 2019-03-25 | No | 4 | M | Direct | |
| 0 | 2019-03-25 | No | 4 | M | Direct |
Footnotes
- Exercises were made pursuant to a Rule 10b5-1 plan.
- 2,160 shares were surrendered back to the Company through a Sell to Cover cashless option exercise. 1,073 shares were withheld by the Company to cover applicable payroll taxes.
- Fully vested.
Billionaire Hedge Funds
