Filing Details
- Accession Number:
- 0001179110-17-009836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-30 17:24:43
- Reporting Period:
- 2017-06-28
- Filing Date:
- 2017-06-30
- Accepted Time:
- 2017-06-30 17:24:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No | |
1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-28 | 6,000 | $19.94 | 5,000,000 | No | 4 | P | Indirect | By Ronin Capital, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Ronin Capital, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $19.89 to $19.99. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.