Filing Details
- Accession Number:
- 0000947871-17-000520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-30 17:02:52
- Reporting Period:
- 2017-06-28
- Filing Date:
- 2017-06-30
- Accepted Time:
- 2017-06-30 17:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318400 | Ltd Media Shanda | No. 1 Office Building, No. 690 Pudong, New Area Shanghai F4 201203 | No | No | Yes | No | |
1633666 | Ltd Group Investment Shanda | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1633667 | Shanda Technology Overseas Capital Co. | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1672562 | Ltd Investment Management Asset Shanda | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1677229 | Qiao Tian Chen | 8 Stevens Road Singapore U0 257819 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2017-06-28 | 4,232,500 | $38.43 | 5,567,653 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 3,383 | Direct |
Footnotes
- The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Following the sales reported on this Form 4, the Reporting Persons beneficially own less than 10% of the Common Stock of the Issuer.
- Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders.