Home > Insider Trading > Filing (0001104659-17-042945)

Filing Details

Accession Number:: 0001104659-17-042945
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-30 16:06:08
Reporting Period:: 2017-06-28

Filing Date:: 2017-06-30
Accepted Time:: 2017-06-30 16:06:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497442	D Scott Grinis	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-06-28	9,000	$7.50	226,454	No	4	M	Direct
Common Stock	Disposition	2017-06-28	5,590	$38.97	220,864	No	4	S	Direct
Common Stock	Disposition	2017-06-28	3,410	$39.41	217,454	No	4	S	Direct
Common Stock	Acquisiton	2017-06-28	6,000	$7.15	223,454	No	4	M	Direct
Common Stock	Disposition	2017-06-28	6,000	$39.33	217,454	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-06-28	9,000	$0.00	9,000	$7.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-06-28	6,000	$0.00	6,000	$7.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-04-30	2018-04-30	No	4	M	Direct
0	2009-05-15	2019-05-15	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$9.00	2011-07-28	2020-02-28	56,000	56,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.55	2012-02-28	2021-02-28	10,000	10,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.45	2013-02-28	2022-02-28	10,195	10,195	Direct
Common Stock	Employee Stock Option (Right to Buy)	$15.34	2014-02-28	2023-02-28	8,000	8,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$41.84	2015-02-28	2024-02-28	6,200	6,200	Direct
Common Stock	Employee Stock Option (Right to Buy)	$53.88	2016-02-28	2025-02-28	6,000	6,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.51	2017-02-28	2026-02-28	3,234	3,234	Direct
Common Stock	Employee Stock Option (Right to Buy)	$31.70	2018-03-28	2027-03-28	2,233	2,233	Direct
Common Stock	Restricted Stock Units	$0.00		2018-02-28	1,334	1,334	Direct
Common Stock	Restricted Stock Units	$0.00		2019-02-28	1,887	1,887	Direct
Common Stock	Restricted Stock Units	$0.00		2019-08-02	26,252	26,252	Direct
Common Stock	Restricted Stock Units	$0.00		2020-03-28	6,700	6,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-28	56,000	56,000	Direct
2021-02-28	10,000	10,000	Direct
2022-02-28	10,195	10,195	Direct
2023-02-28	8,000	8,000	Direct
2024-02-28	6,200	6,200	Direct
2025-02-28	6,000	6,000	Direct
2026-02-28	3,234	3,234	Direct
2027-03-28	2,233	2,233	Direct
2018-02-28	1,334	1,334	Direct
2019-02-28	1,887	1,887	Direct
2019-08-02	26,252	26,252	Direct
2020-03-28	6,700	6,700	Direct

Footnotes

Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
This option grant vests over a 3-year period, one-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
The reporting person was granted 4,000 restricted stock units on February 28, 2015. The remaining unvested restricted stock units will continue to vest as to 1/3 of the original number of shares subject to the restricted stock awards on each succeeding February 28th until fully vested.
These restricted stock units vest over a 3-year period, with 1/3 of the shares vesting on the first anniversary of the date of grant and one-twelfth of the total amount vesting on each three-month anniversary of the date of grant.
These restricted stock units vest over a 3-year period, with one-twelfth of the total amount vesting on each three-month anniversary of the date of grant.
Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.
The Common Shares reported herein as being sold were sold at a range of between $38.35 and $39.30 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
The Common Shares reported herein as being sold were sold at a range of between $39.40 and $39.50 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
The Common Shares reported herein as being sold were sold at a range of between $39.25 and $39.40 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.