Filing Details
- Accession Number:
- 0001179110-17-009780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-29 17:27:44
- Reporting Period:
- 2017-06-27
- Filing Date:
- 2017-06-29
- Accepted Time:
- 2017-06-29 17:27:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1132105 | Sportsman's Warehouse Holdings Inc. | SPWH | Retail-Miscellaneous Shopping Goods Stores (5940) | 391795614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414321 | V. John Schaefer | C/O Sportsman'S Warehouse 7035 High Tech Drive Midvale UT 84047 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-27 | 210,598 | $5.44 | 707,904 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-28 | 151,728 | $5.43 | 556,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-06-29 | 246,208 | $5.46 | 309,968 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.48, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2),(3), and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.46, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.51, inclusive.
- Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment.
- Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock
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