Filing Details
- Accession Number:
- 0001213900-17-006980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-29 16:15:27
- Reporting Period:
- 2017-06-27
- Filing Date:
- 2017-06-29
- Accepted Time:
- 2017-06-29 16:15:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023994 | Sg Blocks Inc. | SGBX | Wholesale-Lumber & Other Construction Materials (5030) | 954463937 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536125 | Hillair Capital Investments Lp | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | No | No | Yes | No | |
1642615 | M Sean Mcavoy | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | Yes | No | Yes | No | |
1642616 | Hillair Capital Management Llc | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-27 | 110,000 | $5.00 | 937,619 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Reporting Persons purchased the shares in connection with the public offering of the issuer's common stock pursuant to the prospectus, dated June 21, 2017, and accompanying registration statement on Form S-1/A, dated June 16, 2017.
- The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.