Filing Details
- Accession Number:
- 0001179110-17-009755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-29 12:26:51
- Reporting Period:
- 2017-06-27
- Filing Date:
- 2017-06-29
- Accepted Time:
- 2017-06-29 12:26:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534914 | E. Nolan Karras | 1600 West Merit Parkway South Jordan UT 84095 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2017-06-27 | 8,000 | $12.91 | 8,000 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2017-06-27 | 7,000 | $37.15 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | Disposition | 2017-06-27 | 8,000 | $0.00 | 8,000 | $12.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-23 | 2019-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, No Par Value | 4,000 | Indirect | By IRA |
Common Stock, No Par Value | 2,000 | Indirect | Trustee for Revocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock options (right to buy) | $9.95 | 2014-05-22 | 2020-05-22 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $13.99 | 2015-06-11 | 2021-06-11 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $20.27 | 2016-05-22 | 2022-05-22 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $18.80 | 2017-05-26 | 2023-05-26 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified stock options (right to buy) | $34.40 | 2018-05-24 | 2024-05-24 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-22 | 25,000 | 25,000 | Direct |
2021-06-11 | 25,000 | 25,000 | Direct |
2022-05-22 | 25,000 | 25,000 | Direct |
2023-05-26 | 25,000 | 25,000 | Direct |
2024-05-24 | 25,000 | 25,000 | Direct |
Footnotes
- The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.150 to 37.155, inclusive. The reporting person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Shares held jointly by the reporting person and his spouse.
- Becomes exercisable in equal annual installments of 20% commencing 5/23/2013.
- Becomes exercisable in equal annual installments of 20% commencing 5/22/2014.
- Becomes exercisable in equal annual installments of 20% commencing 6/11/2015.
- Becomes exercisable in equal annual installments of 20% commencing 5/22/2016.
- Becomes exercisable in equal annual installments of 20% commencing 5/26/2017.
- Becomes exercisable in equal annual installments of 20% commencing 5/24/2018.