Filing Details

Accession Number:
0001665513-17-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-28 21:46:48
Reporting Period:
2016-12-28
Filing Date:
2017-06-28
Accepted Time:
2017-06-28 21:46:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
827099 Ocean Thermal Energy Corp CPWR Services-Prepackaged Software (7372) 650008012
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1665513 H Peter Wolfson 342 N Farm Drive
Lititz PA 17543
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-28 1 $6.00 1,320,001 No 4 P Direct
Common Stock Acquisiton 2017-03-29 50 $8.00 1,320,051 No 4 P Direct
Common Stock Acquisiton 2017-04-19 10 $10.00 1,320,061 No 4 P Direct
Common Stock Acquisiton 2017-05-17 216 $3.27 918,200 No 4 P Direct
Common Stock Acquisiton 2017-05-18 43 $3.34 918,243 No 4 P Direct
Common Stock Acquisiton 2017-05-19 43 $3.80 918,286 No 4 P Direct
Common Stock Acquisiton 2017-05-22 43 $3.83 918,329 No 4 P Direct
Common Stock Acquisiton 2017-05-25 50 $4.10 918,379 No 4 P Direct
Common Stock Acquisiton 2017-05-26 20 $5.25 918,399 No 4 P Direct
Common Stock Acquisiton 2017-06-07 101 $8.05 918,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct