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Home > Insider Trading > Filing (0000899243-17-017297)

Filing Details

Accession Number:: 0000899243-17-017297
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-27 17:17:59
Reporting Period:: 2017-06-23

Filing Date:: 2017-06-27
Accepted Time:: 2017-06-27 17:17:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505155	Upland Software Inc.	UPLD	Computer Peripheral Equipment, Nec (3577)	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
919013	Wave Systems Corp	401 Congress Avenue, Suite 2650 Austin TX 78701		No	No	Yes	No
1295389	Joseph Liemandt	401 Congress Avenue, Suite 2650 Austin TX 78701		No	No	Yes	No
1477025	Esw Capital, Llc	401 Congress Avenue, Suite 2650 Austin TX 78701		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-06-23	561,712	$22.68	2,313,611	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Wave Systems Corp. is a wholly-owned subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.