Filing Details
- Accession Number:
- 0001209191-17-041966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-27 16:56:18
- Reporting Period:
- 2017-06-23
- Filing Date:
- 2017-06-27
- Accepted Time:
- 2017-06-27 16:56:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1269021 | Portola Pharmaceuticals Inc | PTLA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644888 | Tao Fu | C/O Portola Pharmaceuticals, Inc. 270 Grand Avenue South San Francisco CA 94080 | Evp, Cbo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-23 | 2,604 | $25.54 | 2,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-23 | 1,396 | $33.49 | 1,396 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-23 | 4,000 | $55.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-26 | 3,000 | $33.49 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-26 | 3,000 | $60.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-23 | 2,604 | $0.00 | 2,604 | $25.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-23 | 1,396 | $0.00 | 1,396 | $33.49 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-26 | 3,000 | $0.00 | 3,000 | $33.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,906 | 2017-01-30 | 2027-01-30 | No | 4 | M | Direct |
| 10,999 | 2016-01-27 | 2026-01-27 | No | 4 | M | Direct |
| 7,999 | 2016-01-27 | 2026-01-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
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