Home > Insider Trading > Filing (0001213900-17-006860)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1690080	Kbl Merger Corp. Iv	KBLMU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1033308	Marlene Krauss	527 Stanton Christiana Rd. Newark DE 19713	Chief Executive Officer	Yes	Yes	Yes	No
1706868	Kbl Iv Sponsor Llc	527 Stanton Christiana Road Newark DE 19713		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-06-23	27,500	$10.00	3,252,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These shares are underlying units (each unit consisting of one share of common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of common stock upon the consummation of an initial business combination and one warrant to purchase one-half of one share of common stock) held by KBL IV Sponsor LLC (the "Sponsor"), acquired pursuant to a third amended and restated unit purchase agreement by and between the Sponsor and the issuer.
Such units were purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.
Each of the issuer's officers and directors is a member of the Sponsor. Dr. Marlene Krauss, the issuer's Chief Executive Officer, is the sole managing member of the Sponsor. Consequently, she may be deemed the beneficial owner of the shares of common stock held by the Sponsor and has sole voting and dispositive control over such securities. Dr. Krauss disclaims beneficial ownership over any securities owned by the Sponsor in which she does not have a pecuniary interest.