Filing Details
- Accession Number:
- 0001370755-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-26 17:21:35
- Reporting Period:
- 2017-06-23
- Filing Date:
- 2017-06-26
- Accepted Time:
- 2017-06-26 17:21:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370755 | Tcp Capital Corp. | TCPC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306873 | F Brian Wruble | Tennenbaum Capital Partners, Llc 2951 28Th Street, Suite 1000 Santa Monica CA 90405 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-23 | 5,000 | $16.64 | 20,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-06-23 | 5,000 | $16.62 | 25,000 | No | 4 | P | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Footnote |
Footnotes
- Wruble Family Trust Dated August 4, 1997