Filing Details
- Accession Number:
- 0001209191-17-041746
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-06-23 17:56:43
- Reporting Period:
- 2015-07-23
- Filing Date:
- 2017-06-23
- Accepted Time:
- 2017-06-23 17:56:43
- Original Submission Date:
- 2017-04-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570318 | Clearbridge American Energy Mlp Fund Inc. | CBA | () | TX |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 5108 | American General Life Insurance Co | 2727-A Allen Parkway Houston TX 77019 | No | No | No | Yes | |
| 5272 | American International Group Inc | 175 Water Street New York NY 10038 | No | No | No | Yes | |
| 1704966 | Lexington Insurance Co | 99 High St, Floor 23 Boston MA 02110-2378 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Mandatory Redeemable Preferred Stock | Disposition | 2015-12-22 | 160 | $102,000.00 | 240 | No | 4 | S | Indirect | Held through subsidiaries |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held through subsidiaries |
Footnotes
- After giving effect to the sale on December 22, 2015, American General Life Insurance Company ("AGLIC"), Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS.
Billionaire Hedge Funds
