Filing Details
- Accession Number:
- 0001437749-17-011776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-23 17:12:40
- Reporting Period:
- 2017-06-23
- Filing Date:
- 2017-06-23
- Accepted Time:
- 2017-06-23 17:12:40
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186916 | H Clarke Bailey | 9 Club Way New Rochelle NY 10804 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-06-23 | 21,275 | $1.30 | 175,202 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $2.19 | 2014-05-14 | 2018-05-14 | 50,000 | 50,000 | Direct |
| Common Stock | Stock Options | $1.80 | 2015-12-12 | 2024-12-12 | 50,576 | 100,576 | Direct |
| Common Stock | Restricted Stock Unit | $1.33 | 2017-12-12 | 2017-12-12 | 37,594 | 138,170 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-14 | 50,000 | 50,000 | Direct |
| 2024-12-12 | 50,576 | 100,576 | Direct |
| 2017-12-12 | 37,594 | 138,170 | Direct |
Billionaire Hedge Funds
