Filing Details
- Accession Number:
- 0001144204-17-033868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-23 17:00:20
- Reporting Period:
- 2017-06-22
- Filing Date:
- 2017-06-23
- Accepted Time:
- 2017-06-23 17:00:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268529 | B Saul Rosenthal | C/O Oxford Lane Capital Corp. 8 Sound Shore Drive Suite 255 Greenwich CT 06830 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-22 | 20,000 | $9.79 | 130,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 7.50% Series 2023 Term Preferred Stock | 22,222 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.61 to $9.84, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
