Filing Details

Accession Number:
0001437749-17-011750
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-23 11:17:52
Reporting Period:
2017-06-21
Filing Date:
2017-06-23
Accepted Time:
2017-06-23 11:17:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319458 Enservco Corp ENSV Oil & Gas Field Services, Nec (1389) 840811316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567896 Austin Peitz 501 S. Cherry Street, Suite 1000
Denver CO 80246
Svp - Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-21 60 $0.39 98,913 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.46 2017-06-30 100,000 100,000 Direct
Common Stock Stock Option $1.74 2020-04-08 100,000 100,000 Direct
Common Stock Stock Option $0.60 2021-05-05 100,000 100,000 Direct
Common Stock Stock Option $0.65 2017-12-30 200,000 200,000 Direct
Common Stock Stock Option $1.74 2020-04-08 60,000 60,000 Direct
Common Stock Stock Option $0.65 2021-05-05 100,000 100,000 Direct
Common Stock Stock Option $0.70 2018-01-23 50,000 50,000 Direct
Common Stock Stock Option $0.29 2022-06-02 500,000 500,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-30 100,000 100,000 Direct
2020-04-08 100,000 100,000 Direct
2021-05-05 100,000 100,000 Direct
2017-12-30 200,000 200,000 Direct
2020-04-08 60,000 60,000 Direct
2021-05-05 100,000 100,000 Direct
2018-01-23 50,000 50,000 Direct
2022-06-02 500,000 500,000 Direct
Footnotes
  1. Options to acquire 100,000 shares are fully vested as of the date hereof.
  2. Options to acquire 100,000 shares are fully vested as of the date hereof.
  3. Options to acquire 66,667 shares vested on 12/31/16, and the remaining options to acquire 33,333 shares will vest on 12/31/17 if the conditions to vesting exist on such date.
  4. Options to acquire 200,000 shares are fully vested as of the date hereof.
  5. Options to acquire 6,666 shares vested on 1/1/17, and the remaining options to acquire 53,334 shares will vest on 1/1/18 if the conditions to vesting exist on such date.
  6. Options to acquire 33,334 shares will vest on 12/31/17, and the remaining options to acquire 66,666 shares will vest on 12/31/18, in both cases if the conditions to vesting exist on such date.
  7. Options to acquire 50,000 shares are fully vested as of the date hereof.
  8. Options to acquire 166,667 shares vested on 6/2/17; options to acquire 166,667 shares will vest on 6/2/18, and the remaining options to acquire 166,666 shares will vest on 6/2/19, in each case if the conditions to vesting exist on such dates.