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Home > Insider Trading > Filing (0001683168-17-001627)

Filing Details

Accession Number:: 0001683168-17-001627
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-20 09:30:07
Reporting Period:: 2017-06-15

Filing Date:: 2017-06-20
Accepted Time:: 2017-06-20 09:30:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1045742	Live Ventures Inc	LIVE	Services-Computer Programming Services (7371)	850206668

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512469	Jon Isaac	C/O Live Ventures, Inc. 325 East Warm Springs Road, Ste. 102 Las Vegas NV 89119	Ceo And President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-06-19	400	$9.64	1,499,893	No	4	P	Direct
Common Stock	Acquisiton	2017-06-19	1,000	$9.62	1,500,893	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.