Filing Details
- Accession Number:
- 0001213900-17-006620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-19 19:41:57
- Reporting Period:
- 2017-06-15
- Filing Date:
- 2017-06-19
- Accepted Time:
- 2017-06-19 19:41:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1698530 | Max-1 Acquisition Corp | NONE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455971 | N. Mark Tompkins | App. 1, Via Guidino 23 Lugano-Paradiso V8 V8 6900 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-15 | 65,000 | $0.03 | 965,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-06-15 | 35,000 | $0.03 | 1,000,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-06-15 | 65,000 | $0.03 | 65,000 | No | 4 | A | Indirect | By Montrose Capital Partners Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Indirect | By Montrose Capital Partners Limited |
Footnotes
- The reporting person is a principal of Montrose Capital Partners Limited ("Montrose Capital") and has sole voting and investment control over the securities of the Issuer owned by Montrose Capital.
- The reporting person acquired the shares from the Issuer in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
