Filing Details
- Accession Number:
- 0001618732-17-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-19 19:41:29
- Reporting Period:
- 2017-06-15
- Filing Date:
- 2017-06-19
- Accepted Time:
- 2017-06-19 19:41:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685510 | Rajiv Mirani | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Svp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-06-15 | 20,000 | $1.22 | 271,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-06-15 | 20,000 | $17.16 | 251,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-15 | 20,000 | $0.00 | 20,000 | $1.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
205,000 | 2023-07-16 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.9801 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.