Filing Details
- Accession Number:
- 0001214659-17-004077
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-06-19 17:09:49
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-19
- Accepted Time:
- 2017-06-19 17:09:49
- Original Submission Date:
- 2017-06-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1546296 | Professional Diversity Network Inc. | IPDN | Services-Computer Programming, Data Processing, Etc. (7370) | 800900177 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688132 | Maoji Wang | C/O Professional Diversity Network, Inc. 801 W. Adams Street, Sixth Floor Chicago IL 60607 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2017-06-09 | 8,000 | $8.20 | 8,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2017-06-09 | 8,000 | $8.10 | 16,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2017-06-09 | 2,000 | $8.21 | 18,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $9.99 | 2026-12-22 | 210,000 | 210,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-12-22 | 210,000 | 210,000 | Direct |
Footnotes
- This number was omitted from the original Form 4 filed on June 13, 2017.
- The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant (December 22, 2016), (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018.
Billionaire Hedge Funds
