Filing Details
- Accession Number:
- 0001311605-17-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-19 16:58:29
- Reporting Period:
- 2017-06-15
- Filing Date:
- 2017-06-19
- Accepted Time:
- 2017-06-19 16:58:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311605 | Klondex Mines Ltd | KLDX | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692321 | A. John Antwi | C/O Klondex Mines Ltd. 6110 Plumas St. Suite A Reno NV 89519 | Sr. Vp, Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-06-15 | 1,000 | $0.00 | 22,324 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-06-15 | 360 | $3.53 | 21,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Share Units | Disposition | 2017-06-15 | 1,000 | $0.00 | 1,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | No | 4 | M | Direct |
Footnotes
- The reporting person's sale of KLDX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 360 shares, with the reporting person's purchase of 680 shares of KLDX common stock at a price of $2.9485 per share on June 1, 2017. The reporting person has agreed to pay Klondex Mines Ltd, upon settlement of the sale, $735.80, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- Represents the number of shares sold to cover the tax liability on the vesting of the RSU grant reported in Table II.
- Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd. (the "Corporation"), in cash or in shares of common stock, at the option of the Corporation.
- The RSUs granted on 9/30/2016 vest as follows: 1/3 on 12/29/2016, 1/3 on 6/15/2017, and 1/3 on 6/15/2018.
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