Filing Details

Accession Number:
0000923416-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 21:35:29
Reporting Period:
2017-06-16
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 21:35:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318482 Shoal Games Ltd. SGLDF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923416 Gwynn Williams Ballacarrick
Pooilvaaish Road
Castletown Y8 IM9 4PJ
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-16 900,000 $0.34 26,987,999 No 4 P Indirect 100% owned company
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 100% owned company
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2017-06-16 900,000 $0.42 900,000 $0.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
900,000 2017-06-16 2018-06-15 No 4 P Indirect
Footnotes
  1. Pendinas Limited, which is 100% owned by Mr G. Williams, acquired 900,000 units of Shoal Games Ltd. for CAD$0.45(approximately US$0.34) per unit in a private placement on the 16th of June 2017. Each unit consists of 1 share and 1 warrant.
  2. Pendinas Limited, which is 100% owned by Mr. G. Williams, acquired 900,000 units of Shoal Games Ltd. in a private placement. Each unit consist of 1 share and 1 warrant. The exercise price of the warrants is CAD$0.55 (approximately US$0.42) per share for the first six months following closing and $0.65 (approximately US$0.49) per share for the period which is 7-12 months following closing.