Filing Details
- Accession Number:
- 0001408939-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 21:10:04
- Reporting Period:
- 2017-06-16
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 21:10:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318482 | Shoal Games Ltd. | SGLDF | Services-Amusement & Recreation Services (7900) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1408939 | Jm Miles Jason Williams | Flat 16 Bridgewater Square London X0 EC2Y 8AG | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-16 | 100,000 | $0.34 | 408,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2017-06-16 | 100,000 | $0.42 | 100,000 | $0.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2017-06-16 | 2018-06-15 | No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock (Right to Buy) | $0.42 | 2016-12-22 | 2021-12-22 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-22 | 100,000 | 100,000 | Direct |
Footnotes
- Mr. J. Williams acquired 100,000 units of Shoal Games Ltd. for CAD$0.45(approximately US$0.34) per unit in a private placement on the 16th of June 2017. Each unit consists of 1 share and 1 warrant.
- Mr J Williams acquired 100,000 units of Shoal Games Ltd. in a private placement. Each unit consist of 1 share and 1 warrant. The exercise price of the warrants is CAD$0.55 (approximately US$0.42) per share for the first six months following closing and $0.65 (approximately US$0.49) per share for the period which is 7-12 months following closing.