Filing Details

Accession Number:
0001408939-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 21:10:04
Reporting Period:
2017-06-16
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 21:10:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318482 Shoal Games Ltd. SGLDF Services-Amusement & Recreation Services (7900) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408939 Jm Miles Jason Williams Flat 16
Bridgewater Square
London X0 EC2Y 8AG
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-16 100,000 $0.34 408,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2017-06-16 100,000 $0.42 100,000 $0.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2017-06-16 2018-06-15 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock (Right to Buy) $0.42 2016-12-22 2021-12-22 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-22 100,000 100,000 Direct
Footnotes
  1. Mr. J. Williams acquired 100,000 units of Shoal Games Ltd. for CAD$0.45(approximately US$0.34) per unit in a private placement on the 16th of June 2017. Each unit consists of 1 share and 1 warrant.
  2. Mr J Williams acquired 100,000 units of Shoal Games Ltd. in a private placement. Each unit consist of 1 share and 1 warrant. The exercise price of the warrants is CAD$0.55 (approximately US$0.42) per share for the first six months following closing and $0.65 (approximately US$0.49) per share for the period which is 7-12 months following closing.