Filing Details
- Accession Number:
- 0001140361-17-025425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 19:25:23
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 19:25:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234527 | John Gaulding | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-03 | 25,000 | $0.00 | 86,155 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-01-03 | 4,263 | $0.00 | 90,418 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-02-23 | 1,697 | $0.00 | 92,115 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-06-13 | 5,837 | $0.00 | 97,952 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-06-14 | 2,140 | $15.85 | 95,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-06-13 | 5,837 | $0.00 | 5,837 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,673 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
- 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.
- Vesting of RSUs granted to the reporting person on June 13, 2016.
- The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.