Filing Details

Accession Number:
0001140361-17-025425
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 19:25:23
Reporting Period:
2017-01-03
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 19:25:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234527 John Gaulding C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 25,000 $0.00 86,155 No 4 A Direct
Common Stock Acquisiton 2017-01-03 4,263 $0.00 90,418 No 4 A Direct
Common Stock Acquisiton 2017-02-23 1,697 $0.00 92,115 No 4 A Direct
Common Stock Acquisiton 2017-06-13 5,837 $0.00 97,952 No 4 M Direct
Common Stock Disposition 2017-06-14 2,140 $15.85 95,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-06-13 5,837 $0.00 5,837 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,673 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
  2. 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.
  3. Vesting of RSUs granted to the reporting person on June 13, 2016.
  4. The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.
  5. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  6. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.