Filing Details
- Accession Number:
- 0001437749-17-011403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 16:01:19
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 16:01:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866970 | Lighting Science Group Corp | LSCG | Electric Lighting & Wiring Equipment (3640) | 232596710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254472 | R Donald Harkleroad | 1350 Division Road, Suite 204 West Warwick RI 02893 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-06-14 | 292,522 | $0.02 | 270,303 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,997 | Indirect | By the Bristol Company |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0155 to $0.0250, inclusive. The reporting person undertakes to provide to Lighting Science Group Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.
Billionaire Hedge Funds
