Filing Details

Accession Number:
0001313516-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 14:14:06
Reporting Period:
2017-06-14
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 14:14:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497504 Plx Pharma Inc. PLXP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313516 Emerson David Jorden 2635 Technology Forest Blvd.
The Woodlands TX 77381
Acting Chief Financial Officer No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-14 32,727 $6.88 151,913 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2017-06-14 32,727 $0.00 32,727 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,727 2017-12-15 2027-06-14 No 4 P Direct
Footnotes
  1. Issued pursuant to a private placement in connection with the purchase of common stock in a registered direct offering.