Filing Details
- Accession Number:
- 0001227833-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 14:07:28
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 14:07:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1497504 | Plx Pharma Inc. | PLXP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227833 | L Gary Mossman | 8285 El Rio Street Suite 130 Houston TX 77054 | Chief Operating Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-14 | 7,273 | $6.88 | 78,255 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2017-06-14 | 7,273 | $0.00 | 7,273 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,273 | 2017-12-15 | 2027-06-14 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,955 | Indirect | By Mossman Partners LP |
| Common Stock | 2,009 | Indirect | By spouse |
Footnotes
- Issued pursuant to a private placement in connection with the purchase of common stock in a registered direct offering.
Billionaire Hedge Funds
