Filing Details

Accession Number:
0001475246-17-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 11:19:04
Reporting Period:
2017-06-14
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 11:19:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321741 Gladstone Investment Corporation GAIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
900199 David Gladstone 1521 Westbranch Drive
Suite 100
Mclean VA 22102
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-14 4,000 $9.26 625,973 No 4 P Direct
Common Stock Acquisiton 2017-06-14 20,000 $9.25 645,973 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct