Filing Details
- Accession Number:
- 0001209191-17-040295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 11:09:16
- Reporting Period:
- 2017-06-15
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 11:09:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510399 | John Mulleady | 2481 Manana Drive Dallas TX 75220 | Svp, Re & Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-15 | 1,749 | $5.07 | 5,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-15 | 1,749 | $66.75 | 3,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-15 | 751 | $8.30 | 4,103 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-15 | 751 | $66.75 | 3,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-15 | 751 | $0.00 | 751 | $8.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-15 | 1,749 | $0.00 | 1,749 | $5.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,955 | 2023-05-03 | No | 4 | M | Direct | |
| 0 | 2022-04-16 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016.
- The option vested in installments on May 3, 2014, 2015, 2016 and 2017 and on October 9, 2014. 13,499 options will vest on May 3, 2018.
- All of the shares subject to the option have previously vested.
Billionaire Hedge Funds
