Home > Insider Trading > Filing (0001127602-17-021537)

Filing Details

Accession Number:: 0001127602-17-021537
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-15 20:27:01
Reporting Period:: 2017-06-13

Filing Date:: 2017-06-15
Accepted Time:: 2017-06-15 20:27:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326801	Facebook Inc	FB	Services-Computer Programming, Data Processing, Etc. (7370)	201665019

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1509441	Todd Michael Schroepfer	C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-06-13	66,256	$1.85	828,157	No	4	C	Direct
Class A Common Stock	Disposition	2017-06-13	3,109	$149.64	825,048	No	4	S	Direct
Class A Common Stock	Disposition	2017-06-13	31,813	$150.55	793,235	No	4	S	Direct
Class A Common Stock	Disposition	2017-06-13	3,000	$151.01	790,235	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy Class B Common Stock)	Disposition	2017-06-13	66,256	$0.00	66,256	$1.85
Class A Common Stock	Class B Common Stock	Acquisiton	2017-06-13	66,256	$0.00	66,256	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2017-06-13	66,256	$0.00	66,256	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
101,437	2019-01-11	No	4	M	Direct
66,256		No	4	M	Direct
0		No	4	C	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Stock Option (Right to Buy Class B Common Stock)	$1.85		2019-01-11	26,940	26,940	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-11	26,940	26,940	Indirect

Footnotes

Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.95 to $149.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.9401 to $150.9301 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.95 to $151.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested as to 1/5th of the total shares on October 29, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date. In connection with certain estate planning transfers, the reporting person transferred vested shares underlying the option to Michael Schroepfer and Erin Hoffman, Co-Trustees of The HS Trust u/a/d 9/28/11.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
The option was 100% vested on August 13, 2013.
Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.