Filing Details
- Accession Number:
- 0001127602-17-021516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-15 17:15:56
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-06-15
- Accepted Time:
- 2017-06-15 17:15:56
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397952 | Ann Lisa Pauley | 10 Longs Peak Drive Broomfield CO 80021-2510 | Sr Vp, Hr & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-14 | 3,760 | $12.53 | 299,167 | No | 4 | M | Indirect | By Spouse |
Common Stock | Disposition | 2017-06-14 | 3,760 | $41.48 | 295,407 | No | 4 | S | Indirect | By Spouse |
Common Stock | Acquisiton | 2017-06-14 | 3,600 | $10.02 | 299,007 | No | 4 | M | Indirect | By Spouse |
Common Stock | Disposition | 2017-06-14 | 3,600 | $41.48 | 295,407 | No | 4 | S | Indirect | By Spouse |
Common Stock | Acquisiton | 2017-06-14 | 13,600 | $12.61 | 309,007 | No | 4 | M | Indirect | By Spouse |
Common Stock | Disposition | 2017-06-14 | 13,600 | $41.47 | 295,407 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | M | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | M | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2017-06-14 | 3,760 | $0.00 | 3,760 | $12.53 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2017-06-14 | 3,600 | $0.00 | 3,600 | $10.02 |
Common Stock | Stock Option (iso) (Right to Buy) | Disposition | 2017-06-14 | 13,600 | $0.00 | 13,600 | $12.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-04-23 | No | 4 | M | Indirect | |
0 | 2019-01-28 | No | 4 | M | Indirect | |
0 | 2011-01-27 | 2020-01-27 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,001 | Indirect | 401(k) Plan |
Common Stock | 108,887 | Direct |
Footnotes
- Common stock acquired from exercise of Incentive Stock Options (ISOs).
- The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Exercise of Incentive Stock Options (ISO).
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).