Filing Details
- Accession Number:
- 0001590541-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-15 15:32:12
- Reporting Period:
- 2017-06-13
- Filing Date:
- 2017-06-15
- Accepted Time:
- 2017-06-15 15:32:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069533 | Rgc Resources Inc | RGCO | Natural Gas Transmisison & Distribution (4923) | 541909697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590541 | Jr James C Shockley | P.o. Box 13007 Roanoke VA 24030 | Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-13 | 1,270 | $12.67 | 5,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-13 | 1,270 | $27.00 | 4,243 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-14 | 500 | $12.67 | 4,743 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-14 | 500 | $27.19 | 4,243 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-14 | 1,000 | $12.67 | 5,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-14 | 1,000 | $27.16 | 4,243 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-14 | 1,000 | $12.67 | 5,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-14 | 1,000 | $27.22 | 4,243 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-06-14 | 730 | $12.67 | 4,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-14 | 730 | $27.00 | 4,243 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2017-06-13 | 1,270 | $0.00 | 1,270 | $12.67 |
| Common Stock | Employee Stock Option | Disposition | 2017-06-14 | 500 | $0.00 | 500 | $12.67 |
| Common Stock | Employee Stock Option | Disposition | 2017-06-14 | 1,000 | $0.00 | 1,000 | $12.67 |
| Common Stock | Employee Stock Option | Disposition | 2017-06-14 | 1,000 | $0.00 | 1,000 | $12.67 |
| Common Stock | Employee Stock Option | Disposition | 2017-06-14 | 730 | $0.00 | 730 | $12.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,230 | 2013-10-01 | 2023-04-01 | No | 4 | M | Direct |
| 20,730 | 2013-10-01 | 2023-04-01 | No | 4 | M | Direct |
| 19,730 | 2013-10-01 | 2023-04-01 | No | 4 | M | Direct |
| 18,730 | 2013-10-01 | 2023-04-01 | No | 4 | M | Direct |
| 18,000 | 2013-10-01 | 2023-04-01 | No | 4 | M | Direct |
Footnotes
- Exercise of options granted 04/01/2013.
- Includes 26.138 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
- Exercise of options granted 04/01/2013.
- Exercise of options granted 04/01/2013.
- Exercise of options granted 04/01/2013.
- Exercise of options granted 04/01/2013
- All options fully exercisable six months after date of grant.
- All options fully exercisable six months after date of grant.
- All options fully exercisable six months after date of grant.
- All options fully exercisable six months after date of grant.
- All options fully exercisable six months after date of grant.
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