Filing Details
- Accession Number:
- 0001058867-17-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-06-15 10:23:11
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-06-15
- Accepted Time:
- 2017-06-15 10:23:11
- Original Submission Date:
- 2017-05-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058867 | Guaranty Bancshares Inc | GNTY | National Commercial Banks (6021) | 751656431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273995 | D. William Priefert | C/O Guaranty Bancshares, Inc. 201 South Jefferson Ave Mount Pleasant TX 75455 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-12 | 5,000 | $27.00 | 97,560 | No | 4 | P | Indirect | By Bill and Shayne Priefert Family Trust, of which Reporting Person is trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Bill and Shayne Priefert Family Trust, of which Reporting Person is trustee |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,996 | Indirect | By Priefert Retirement Trust, of which Reporting Person is trustee |
Footnotes
- Represents shares of common stock of Issuer purchased through a directed share program in connection with the initial public offering of the Issuer's common stock, which closed on May 12, 2017. The share were purchased at the initial public offering price of $27.00 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering.
- This amended Form 4 is being filed in order to disclose that the 5,000 shares of Issuer common stock purchased by the Reporting Person under the Issuer's directed share program were purchased by the Bill and Shayne Priefert Family Trust, rather than the Reporting Person directly as disclosed on the original Form 4 filed on May 15, 2017.